Delivering Value To Those We Serve

Corporate Governance

Assertio is committed to conducting its business in accordance with all legal and regulatory requirements and with the highest standards of ethical behavior. To this end, the company has developed a code of conduct to serve as a guide for all company employees and directors to help ensure lawful and ethical conduct.
Title Source Documents Date

Code of Conduct

Shareholder Communication Procedures

Accounting, Audit and Internal Control Complaints and Concerns Procedures

Executive Clawback Compensation Policy

Corporate Governance Guidelines

Corporate Responsibility Statement

Report dated September 7, 2018

The company's Board of Directors establishes overall company policies and standards as well as reviews the performance of management. To facilitate this process, the Board has formed four oversight committees, each with a charter that outlines the roles and responsibilities of the committee. The committee charters are provided below.
Title Source Documents Date

Audit Committee Charter

Opioid Matter Oversight Committee Charter

Nominating and Corporate Governance Committee Charter

Compensation Committee Charter

Audit Committee Compensation Committee Nominating and Corporate Governance Committee Opioid Oversight Committee
Karen A. Dawes Audit Committee Nominating and Corporate Governance Committee
James P. Fogarty Opioid Oversight Committee
Louis J. Lavigne, Jr. Audit Committee Compensation Committee
William T. McKee Audit Committee Nominating and Corporate Governance Committee Opioid Oversight Committee
Peter D. Staple Audit Committee Compensation Committee Opioid Oversight Committee
James L. Tyree Compensation Committee Nominating and Corporate Governance Committee
= Chairperson = Member